Wolters Kluwer Financial Services | Wolters Kluwer
  • Beyond the PRA110 - Adopting a strategic approach to liquidity risk management
    Event: Beyond the PRA110 - Adopting a strategic approach to liquidity risk management
  • SA-CCR: The importance of integration
    SA-CCR: The importance of integration
  • 2019 Risk Indicator
    Indicator Regulatory & Risk Management survey shows bank, credit union concerns remain high

Wolters Kluwer provides a broad range of services and software solutions to help banks, credit unions, brokerage funds, mutual funds, hedge funds, leasing and insurance companies meet their complex and ever-changing compliance and regulatory obligations.

We embed unmatched expertise into our award-winning solutions to address compliance and regulatory challenges at all levels of the organization.

What we offer

Banking Product Compliance

Leading edge solutions for financial institutions to simplify workflows, drive efficiencies and ensure compliance across many products, from deposit accounts to home mortgages, commercial loans, insurance and investment. Our solutions help you navigate regulatory changes efficiently and embed compliance at every stage, from origination through ongoing servicing.


Regulatory Compliance

The OneSumX suite of integrated regulatory compliance solutions provides financial institutions with unparalleled capabilities to analyze, interpret and address their global regulatory reporting and enterprise compliance management obligations.


Insurance Solutions


We offer the industry's most trusted and relied upon solutions to manage the insurance compliance process, and a common platform to monitor and report on compliance risks.

Audit Solutions

Our solutions empower audit departments of all sizes to more efficiently manage the audit process, spending less time documenting and reviewing and more time providing value-added services.

Explore Insights

An Update on Cost of Living Adjustments under Regulation CC

(Published March 14, 2019) A proposed rule to amend Regulation CC in late 2018 is approaching finalization, which is expected to make cost-of-living adjustments (COLA) to certain dollar amounts within the rule, as required by the Dodd-Frank Act. Those adjustments will require most financial institutions to update their funds-availability disclosure, send change notices and make other updates. The proposal also re-opened the comment period on rules changes proposed in 2011. Karl Leslie writes that as finalization of these rules looms, once the COLA changes are adopted, all financial institutions that offer checking accounts will be impacted—regardless of whether the agencies limit implementation to the 2018 proposal, or include some or all of the 2011 proposal.

IRA, HSA, and CESA 2018 Regular Contribution Deadline

(Published March 18, 2019) For most individuals the deadline to make a regular contribution to an IRA, HSA, or CESA for tax year 2018 is Monday, April 15, 2019. An exception applies to residents of Maine and Massachusetts.

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RegTech and SupTech 2025

What does the future hold for RegTech and SupTech?

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Interconnections between IRRBB and liquidity management

Interconnections between IRRBB and liquidity management

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FATF evaluation underlines AML and CTF urgency for Chinese banks

FATF evaluation underlines AML / CTF urgency for Chinese banks

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