• CECL Video
    CECL – 5 Considerations as you Prepare your Firm to Comply
  • Streamlining Banks’ Paperwork Journey: An Integrated Approach to Managing Finance, Risk and Reporting
    Streamlining Banks’ Paperwork: An Integrated Approach to Managing Finance, Risk and Reporting
  • Hot of the Presses: Wolters Kluwer’s Annual and Sustainability Reports are now available
    Hot off the Presses: Wolters Kluwer’s Annual and Sustainability Reports are now available

What we offer

Risk Solutions

Our risk management solutions were created solely for financial services and deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Compliance Solutions

Our compliance management solutions enable organizations to balance the mounting regulatory and risk management obligations with improving business performance.

Finance Solutions

Our finance solutions deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Audit Solutions

Our audit solutions empower audit departments of all sizes to more efficiently manage the audit process, spending less time documenting and reviewing and more time providing value-added services.

Explore Insights

Volume 10, No. 3: Cyber Liability Insurance: Who’s on First?

(Published May - June 2017) First came the growth of cyber intrusions and cyber-attacks. Then came insurance policies against them. Andy Fotopulos of Starkwether and Shepley has given us a good discussion of these insurance policies, and helps make sense of them for those trying to design and/or choose a policy: what’s in them; what’s covered; what’s not.

Volume 10, No. 2: FINRA and SEC 2017 Examination Priorities

(Published March - April 2017) Every year our regulators provide a roadmap to the upcoming examination year by releasing their exam priorities letters. FINRA released theirs on January 4, and SEC released theirs on January 12. Two gentlemen from Fox Rothschild, Joshua Horn and Ben McCoy have given us a discussion of the highlights of those priorities, what the regulators will be looking for, and what your firm should do about it. It’s a great heads up!

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Revisions-of-CRD-IV-and-CRR
 

Just when you thought it was safe to go back into the water...Revisions of CRD IV and CRR

 
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Quarterly Look Ahead on U.S. Banking Compliance Webinar
 

What’s On the Horizon? Our Quarterly Look Ahead on U.S. Banking Compliance

 
Senior Managers Regime White Paper
 

Senior Managers Regime: Paving the Way for a New Era of Responsibility

 
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