(Published May - June 2017) First came the growth of cyber intrusions and cyber-attacks. Then came insurance policies against them. Andy Fotopulos of Starkwether and Shepley has given us a good discussion of these insurance policies, and helps make sense of them for those trying to design and/or choose a policy: what’s in them; what’s covered; what’s not.
(Published March - April 2017) Every year our regulators provide a roadmap to the upcoming examination year by releasing their exam priorities letters. FINRA released theirs on January 4, and SEC released theirs on January 12. Two gentlemen from Fox Rothschild, Joshua Horn and Ben McCoy have given us a discussion of the highlights of those priorities, what the regulators will be looking for, and what your firm should do about it. It’s a great heads up!