What we offer

Risk Solutions

Our risk management solutions were created solely for financial services and deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Compliance Solutions

Our compliance management solutions enable organizations to balance the mounting regulatory and risk management obligations with improving business performance.

Finance Solutions

Our finance solutions deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Audit Solutions

Our audit solutions empower audit departments of all sizes to more efficiently manage the audit process, spending less time documenting and reviewing and more time providing value-added services.

Explore Insights

Quarterly Update July 2016

(Live Webinar July 5, 2016) Join our next quarterly webinar and keep up to date with the latest research into the major risk, finance, and regulatory issues impacting financial services professionals around the world. Select the regional session of your choice: one session will focus on the regulations affecting EMEA and APAC, while another session which delve deeper into those regulations important for the Americas and EMEA.

Volume 9, No. 3: Harry Potter and the Compliance Stone: SEC and FINRA Enforcement Actions Against Compliance Officers (July-December 2015)

(Published May - June 2016) Enforcement actions can be great learning tools. No doubt each of us has learned some hard lessons first-hand; it’s much preferable to learn them second-hand if we can, especially the kinds we see so regularly in our profession. Brian Rubin, Kate Dumeer and Amy Xu of Sutherland have put together another excellent discussion of some recent enforcements against CCOs. Not a lot of fun to experience, so we can take some good second-hand lessons! At least here, it’s entertaining too! Who knew Harry Potter is a compliance geek?

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Live Webinar: Maximizing Resources to Manage HMDA, CRA & Fair Lending Data Exposure

 
 
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Live Webinar: CCO Liability – Effective Ways to Reduce your Exposure

 
 
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Senior Managers Regime White Paper
 

Senior Managers Regime: Paving the Way for a New Era of Responsibility

 
 
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BCBS 279 - Derivatives under the regulatory spotlight... again

 
 
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