Gain confidence in your risk management and compliance programs with the knowledge, technology, and consulting and services of Wolters Kluwer Financial Services.
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Read our latest whitepaper which provides an overview and, to some extent a prediction, of what life will be like for firms under the supervision of the new Financial Conduct Authority and will consider some of the key components of an effective approach to Conduct Risk.
As the Prudential Regulation Authority and the Financial Conduct Authority take over from the FSA, find out what this means for the Approved Person’s regime.
The changing regulatory architecture will inevitably affect all financial services firms within the U.K. as they try to meet the requirements of more than one regulator. Need help preparing?