UDAAP Controls for Managing Risk | Wolters Kluwer
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  • UDAAP Controls for Managing Risk

    by Barbara Boccia, Senior Director, U. S. Advisory Services and Regulatory Relations

    Published March 29, 2019

    This Journal of Financial Compliance feature looks at how the UDAP/UDAAP standards have evolved over time, of significant import to financial institutions in managing associated compliance risk. Author Barbara Boccia elaborates on the value of comprehensive UDAAP risk assessments— with a strong network of controls— as integral to a comprehensive compliance management system that can help firms be successful in UDAAP governance. Download the PDF.


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