Wolters Kluwer Financial Services | Banking Compliance Solutions
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Preparing for your next onsite BSA/AML/OFAC examination

With unyielding regulatory scrutiny and increasing fines, maintaining sharp focus on BSA/AML/OFAC compliance remains more important than ever. You must have a risk-based program with proof of both consistent compliance and regular, documented reviews of program effectiveness – all of which will be closely scrutinized during your onsite BSA/AML/OFAC exam. In addition, because your examination has a significant impact on the overall safety and soundness rating given to your bank, adequate exam preparation is paramount.

In this informative webcast, we'll focus on the steps that your institution can take to anticipate and facilitate a successful onsite examination and meet these challenges head-on. Being properly prepared for your BSA/AML exam will not only prove to the regulators that you are fully engaged with your solutions, but that you understand the risks and have an effective program in place.

Your Compliance Officers, BSA officers, BSA coordinators, security officers and managers will all benefit from an enhanced understanding of how to effectively prepare for your next onsite BSA/AML examination.

Highlights of this webcast include:

  • Effectively utilizing your most recent regulatory examination & independent examination
  • Interagency guidance on enforcement actions
  • Evaluating your risk assessment and its role in your exam preparation
  • Evaluating the "pillars" of your BSA/AML/OFAC compliance effort
  • Staying current with recent developments in regulatory philosophies
  • Organizing your part of the on-site exam
  • Staying abreast of developments during the examination process
  • Evaluating and responding to the written report of examination
  • Reporting examination results and remedial efforts to the Board of Directors

From this webcast, attendees will receive:

  • Ideas on the use of available resources
  • Information on recent changes and issues
  • A systematic approach to exam preparation

Register below for our 90-minute “Preparing for your next onsite BSA/AML/OFAC examination” webinar. Cost is $269. Test your system before purchase.

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