View this webinar and hear securities compliance experts Matt Dwyer and Steve Taylor, along with David Thetford, delve into essential internal controls, compliance testing and documentation procedures within a “real-world” practical compliance program.
Find out how Wolters Kluwer Financial Services can help you proactively solve your toughest risk, compliance, finance and audit challenges – and grow, now and into the future.
Wolters Kluwer Financial Services and GRC 20/20 have released a new report outlining strategies to help financial institutions implement an effective regulatory change management process.
Enables a forward-looking approach to managing compliance, risk and performance.
Today’s global financial institutions operate in
an increasingly complex world. New regulations, technological
innovations, and an ever-changing competitive landscape have a profound
impact on business operations. Successful institutions are realigning
their operating models to address the effects of regulatory reform,
competitive dynamics, evolving markets and increased expectations from
key stakeholders, including senior management, regulators and customers.
Wolters Kluwer Financial Services consulting practices offer access to
the expertise necessary to compete and thrive in this challenging
Our consultants combine innovative thinking with our unrivalled
first-hand industry knowledge to offer our clients a wide array of
consulting services in all major areas of the financial services
industry. Our professionals are globally dispersed to provide
jurisdiction-specific guidance in some of the world's most important