Valerie Baxendale | Wolters Kluwer
  • Wolters Kluwer Financial Services Banner Image

Our Experts

  • Valerie Baxendale

    Valerie Baxendale

    Senior Regulatory Consultant, U.S. Advisory Services

    Valerie Baxendale joined Wolters Kluwer’s U.S. Advisory Services consulting practice as a senior regulatory consultant in 2016. She has more than 25 years of experience as a corporate officer, attorney and compliance professional in senior-level positions throughout the financial services industry. Valerie has worked closely with BSA officers and financial crimes departments in overseeing BSA/AML matters for numerous types of institutions, and she has served on various BSA/AML oversight committees.  Her areas of expertise also include UDAAP, compliance management systems, fair and responsible banking, risk assessments, training, and third-party vendor management.  Valerie received her J.D. from DePaul University in Chicago, Ill. and her M.B.A. and B.A. from Indiana University.  She has completed the ABA National Compliance School and is a Certified Anti-Money Laundering Specialist (CAMS).
  • Insights

    Sort By: Sort Order: Results Per Page:
       
    1 to 1 of 1
    The New ‘Beneficial Ownership’ Rule: FinCEN-mandated changes take effect in May
    (Published March 13, 2018). New “beneficial ownership” rules go into effect May 2018 that are generating questions from financial institutions. In this Bank News feature article, Wolters Kluwer regulatory consultant Valerie Baxendale provides clarity around the rule requirements, given the rules represent yet another obligation for financial institutions to know just who their customer is, including who really owns limited liability companies and other common forms of business entities.