Consulting
Our toll-free Consulting Service provides quick access to reliable
information from experienced consultants. We’re ready to answer
questions, assist with reporting requirements, and explain regulatory
changes. Save time and get the right answer the first time—99 percent of
all questions are answered on the first call. You can feel secure
knowing you have a place to turn for answers.
Compliance Audit Services
An IRA compliance audit can help uncover issues due to staff changes
or mergers and acquisitions that could leave you exposed to costly
penalties and time-consuming rework. An audit can help ensure you’re
using the correct documents, applying the rules and regulations
appropriately, and reporting accurately to the IRS and your account
owners.
We will review your files, policies, and procedures—or we’ll help you
do that through a series of checklists—and make suggestions that will
keep your IRA, CESA, and HSA business on track.
Policy Development
Developing, maintaining, and updating your Individual Retirement
Account (IRA) and Health Savings Account (HSA) policies and procedures is a
vital part of your business operations. Not only is it important for
establishing sound business practices, but it’s a necessity when
examiners review how the specific regulations are implemented and
audited to determine your compliance with the requirements. The
development of proper policies and procedures is also critical to
implementing staff training, customer/member education, marketing
programs, deposit programs, and managing risk within your organization.