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Wolters Kluwer Financial Services is the leading worldwide provider of comprehensive risk management, compliance and audit solutions for the financial services industry. We empower risk, compliance, finance and audit professionals in more than 15,000 financial services organizations worldwide to make intelligent and clear-sighted decisions in a rapidly evolving global environment.

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Individual Retirement Accounts and Hurricane-Related Tax Relief

(Published November 9, 2017) There are deadlines for performing certain individual retirement account (IRA) related transactions. However, a federally declared disaster area designation can give relief (including extensions) to affected taxpayers, allowing them to complete certain transactions at a later date.

The U.K. FCA’s proposed insistent customer guidance in CP 17-28

(Published November 8, 2017) The U.K. FCA’s decision to produce guidance on insistent customers gives compliance geeks from the late 1990s nightmares. Anyone who worked on the pension review recalls the legion of cases which were supposed to have resulted from advice rejected by the customer. Adam Samuel reports.

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Live Webinar: CCO Liability – Effective Ways to Reduce your Exposure

 
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Leading Solutions to Complex Issues

 
 
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Regulatory Update: What’s On the Horizon?

 
 
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