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What we offer

Wolters Kluwer Financial Services is the leading worldwide provider of comprehensive risk management, compliance and audit solutions for the financial services industry. We empower risk, compliance, finance and audit professionals in more than 15,000 financial services organizations worldwide to make intelligent and clear-sighted decisions in a rapidly evolving global environment.

Explore Insights

The Bank Secrecy Act: What to Know and How to Stay Compliant

(Published July 21, 2017) In the July/August issue of The NAFCU Journal, Wolters Kluwer Financial Crimes Expert Todd Maguire provides guidance on the importance of credit unions staying compliant with the Bank Secrecy Act. In the article, Maguire illustrates the vulnerabilities smaller businesses can face when maintaining BSA compliance.

IRA-to-IRA Rollovers - Exception to the One-Per Year Rollover Rule

(Published July 19, 2017) On June 30, 2017 the Internal Revenue Service released Chief Counsel Memo 2017-18 addressing the rollover of individual retirement account (IRA) distributions made to an IRA owner from a failed financial institution. The Memo indicates that a distribution made from a failed financial institution by the FDIC as receiver is generally disregarded for purposes of applying the one-per year rollover rule.

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Live Webinar: CCO Liability – Effective Ways to Reduce your Exposure

 
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Leading Solutions to Complex Issues

 
 
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Regulatory Update: What’s On the Horizon?

 
 
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