Enables a forward-looking approach to managing compliance, risk and performance.
Overall levels of concern for compliance and risk by U.S. insurers have risen sharply, according to our latest Insurance Regulatory and Risk Management Indicator report. The main Indicator score rose to 146 from its baseline of 100 established in Q4 2013.
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Join us for this webinar at which subject matter experts provide guidelines for the review of your policies & procedures for compliance with the gift & entertainment laws, rules & regulations that apply to broker-dealers and investment advisers.
Concerns by U.S. banks and credit unions over heavy regulatory requirements and risk management have increased nearly 30% since January 2013, according to our latest Indicator.
TeamMate and Reinvent Data have formed an exclusive alliance to integrate powerful data analysis functionality into every audit, making data mining more effective and efficient.