Compliance and Risk Management Solutions and Services - Wolters Kluwer Financial Services
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    • OneSumX-AStory-640X360 
       

      A Comprehensive Ecosystem of GFRC Solutions

      Enables a forward-looking approach to managing compliance, risk and performance.

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    • Stress Testing Whitepaper 
       

      Market confidence with consistent stress testing

      Explore how financial institutions are able to systematically increase the confidence from both their customers and regulators by applying integrated and consistent stress testing techniques and methodologies.

      Download paper

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      Gifts & Entertainment Compliance

      Join us for this webinar at which subject matter experts provide guidelines for the review of your policies & procedures for compliance with the gift & entertainment laws, rules & regulations that apply to broker-dealers and investment advisers.

      Register Now

    • Regulatory & Risk Management Indicator 
       

      Feeling the Burden

      Concerns by U.S. banks and credit unions over heavy regulatory requirements and risk management have increased nearly 30% since January 2013, according to our latest Indicator.

      See Press Release

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      TeamMate Offers Powerful New Data Analysis Tool Set

      TeamMate and Reinvent Data have formed an exclusive alliance to integrate powerful data analysis functionality into every audit, making data mining more effective and efficient.

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  • Leading Solutions to Complex Issues

    Awards & Recognition Thumbnail
    Learn what leading industry analysts and journalists have to say about our unique mix of expertise, technology and services.

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  • The Ongoing Challenges around CTR Filing

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    View a recording of our recent webinar to get insight on the latest in regulatory guidance related to the FinCen requirements for the CTR.

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