• RegTech White Paper
    RegTech: Helping Your Data Work Smarter and Harder
  • CECL Video
    CECL – 5 Considerations as you Prepare your Firm to Comply
  • An Integrated Approach to Managing Finance, Risk and Reporting
    An Integrated Approach to Managing Finance, Risk and Reporting

What we offer

Risk Solutions

Our risk management solutions were created solely for financial services and deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Compliance Solutions

Our compliance management solutions enable organizations to balance the mounting regulatory and risk management obligations with improving business performance.

Finance Solutions

Our finance solutions deliver the processes, best practices, regulatory intelligence, and analytics required by this highly regulated industry.

Audit Solutions

Our audit solutions empower audit departments of all sizes to more efficiently manage the audit process, spending less time documenting and reviewing and more time providing value-added services.

Explore Insights

IRA-to-IRA Rollovers - Exception to the One-Per Year Rollover Rule

(Published July 19, 2017) On June 30, 2017 the Internal Revenue Service released Chief Counsel Memo 2017-18 addressing the rollover of individual retirement account (IRA) distributions made to an IRA owner from a failed financial institution. The Memo indicates that a distribution made from a failed financial institution by the FDIC as receiver is generally disregarded for purposes of applying the one-per year rollover rule.

IRAs and HSAs - the Significance of Age

(Published July 19, 2017) Several factors play a role in determining how much in retirement savings an individual will accumulate. Understanding the significance that age plays in retirement planning works to an individual’s advantage.

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Revisions-of-CRD-IV-and-CRR
 

Just when you thought it was safe to go back into the water...Revisions of CRD IV and CRR

 
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Quarterly Look Ahead on U.S. Banking Compliance Webinar
 

What’s On the Horizon? Our Quarterly Look Ahead on U.S. Banking Compliance

 
Senior Managers Regime White Paper
 

Senior Managers Regime: Paving the Way for a New Era of Responsibility

 
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