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Insurance Compliance Solutions

Wolters Kluwer offers the industry's most trusted and relied upon point solutions to solve specific problems, manage the insurance compliance process and a common platform to monitor and report on compliance risks as either a standalone solution or as part of a larger view of enterprise risk management initiative.

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The Bank Secrecy Act: What to Know and How to Stay Compliant

(Published July 21, 2017) In the July/August issue of The NAFCU Journal, Wolters Kluwer Financial Crimes Expert Todd Maguire provides guidance on the importance of credit unions staying compliant with the Bank Secrecy Act. In the article, Maguire illustrates the vulnerabilities smaller businesses can face when maintaining BSA compliance.

IRA-to-IRA Rollovers - Exception to the One-Per Year Rollover Rule

(Published July 19, 2017) On June 30, 2017 the Internal Revenue Service released Chief Counsel Memo 2017-18 addressing the rollover of individual retirement account (IRA) distributions made to an IRA owner from a failed financial institution. The Memo indicates that a distribution made from a failed financial institution by the FDIC as receiver is generally disregarded for purposes of applying the one-per year rollover rule.

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The Top 5 Things Your Regulator is Going to Hate About Your Electronic Delivery System

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Insurance Compliance Research: The Underestimated Challenge

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Enterprise Risk Management & the Compliance Professional

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