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Insurance Compliance Solutions

Wolters Kluwer offers the industry's most trusted and relied upon point solutions to solve specific problems, manage the insurance compliance process and a common platform to monitor and report on compliance risks as either a standalone solution or as part of a larger view of enterprise risk management initiative.

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Individual Retirement Accounts and Hurricane-Related Tax Relief

(Published November 9, 2017) There are deadlines for performing certain individual retirement account (IRA) related transactions. However, a federally declared disaster area designation can give relief (including extensions) to affected taxpayers, allowing them to complete certain transactions at a later date.

The U.K. FCA’s proposed insistent customer guidance in CP 17-28

(Published November 8, 2017) The U.K. FCA’s decision to produce guidance on insistent customers gives compliance geeks from the late 1990s nightmares. Anyone who worked on the pension review recalls the legion of cases which were supposed to have resulted from advice rejected by the customer. Adam Samuel reports.

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The Top 5 Things Your Regulator is Going to Hate About Your Electronic Delivery System

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Insurance Compliance Research: The Underestimated Challenge

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Enterprise Risk Management & the Compliance Professional

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