Roth IRA

Account Opening Documents

Roth IRA Organizers (IRA-CUS-ROTH, IRA-T-ROTH, IRA-SD-ROTH, IRA-CU-ROTH)
Roth IRA Organizers help you save time and money by combining several forms into one easy-to-use document. The Roth IRA Organizer is available for traditional custodial, trust, and self-directed IRAs, and in a credit union-specific version.

The Roth IRA Organizer helps collect necessary information about IRA owners, and supplies the IRS model Form 5305-R or Form 5305-RA to officially establish an IRA. The Roth IRA Organizer includes an application, required disclosure statements, and financial projections, helps you document beneficiary designations, and accept the initial contribution. IRA owners can add or change beneficiaries after account establishment using Roth IRA Designation or Change of Beneficiary Form (IRA-CNG-ROTH).

Roth IRA Booklets (IRABK-C-ROTH, IRABK-T-ROTH, IRABK-SD-ROTH)
Like the Organizers, Roth IRA Booklets supply the IRS model Form 5305-R or Form 5305-RA to officially establish a Roth IRA and includes required disclosure statements and financial projections. The Roth IRA Booklet is available for Roth custodial, trust, and self-directed IRAs. Roth IRA Booklets are designed for use with the Roth IRA Application (IRA-APP-ROTH).

Contribution, Rollover, and Transfer Documents

Roth IRA Contribution Instructions (IRA-CNINROTH)
These instructions provide a convenient way to obtain necessary contribution information, such as owner information, IRA identification, type of Roth IRA contribution, and tax year of the contribution.

Roth IRA Contribution Receipt (IRA-CONTROTH)
This form may be used to document a Roth IRA contribution.

Roth IRA Rollover or Conversion Review (IRA-16)
This review helps an IRA owner certify that assets are eligible for rollover or conversion. Through a series of simple yes and no questions, a Roth IRA owner can avoid some of the common mistakes that may invalidate a rollover or conversion.

Request for Direct Rollover to a Roth IRA (IRADIRROLROTH)
This request authorizes an eligible retirement plan administrator (employer) to directly roll designated Roth account or retirement plan assets to an established Roth IRA.

Request for Transfer or Conversion to a Roth IRA (IRA-TRANROTH)
This request authorizes another custodian/trustee to transfer or convert assets to an established Roth IRA.

Distribution Documents

Roth IRA Distribution Form (IRA-DIS-ROTH)
Make documenting distributions simple. This form records the amount withdrawn and the reason for the withdrawal, as well as establishes scheduled payments for normal and pre-age 591/2 distributions.

Roth IRA Distribution Receipt—(IRA-WD-ROTH)
This form may be used to document a Roth IRA distribution.

Amendments

Roth IRA Amendment (Standard-Custodial, Trust, Self-Directed), (Conversion-Custodial, Trust, Self-Directed)
Standard Roth IRA amendments include the applicable IRS series 5305 form and are used to update IRA owner documentation when there are significant changes to IRA rules and regulations and/or as directed by the IRS. Includes a built-in cover letter explaining the changes to the IRA owner.

Conversion Roth IRA amendments are designed for use when an IRA custodian/trustee changes IRA document providers. Sending a conversion amendment to existing IRA owners will ensure that all accounts are being administered under the same provisions.

If interested in more information on our Roth IRA Documents or purchasing, please complete our Request More Information Form or use our IRA Document Order Form.