(Published May 31, 2019) Compliance and fintech expert, Barbara Boccia, reviews the essentials of having a solid compliance management system when implementing fintech.
(Published January 2019) In a period of ever-evolving regulatory change, financial institutions are keenly focused on identifying their regulatory compliance and risk management priorities in 2019. In this IB Magazine cover article, Wolters Kluwer's Barbara Boccia offers insights on which areas firms should consider marshaling their resources for effective compliance.