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An effective risk management and compliance program necessitates a strong understanding of the complex and changing regulatory environment and the deployment of that knowledge to the right people, enabling the right decisions at all levels of the organization.

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IRAs and Trusts: Ownership vs. Beneficiary Designation

(Published January 18, 2019) This article addresses a couple of questions relating to the relationship between individual retirement accounts (IRAs) and trusts. It is not uncommon for an individual to name a trust as the beneficiary of his/her IRA, however can a trust own an IRA?

IRA Required Minimum Distribution Not Satisfied: Penalty and Penalty Waiver Request

(Published January 17, 2019) An individual that does not take an IRA required minimum distribution (RMD) timely is subject to an “excess accumulation” penalty tax. The IRS has the ability to waive this penalty tax if the deadline to satisfy an RMD is missed due to a reasonable cause. This article will take a look at the options available to an individual who failed to timely satisfy his/her RMD.

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Managing regulatory change is no easy task

 
 
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Managing the Risk of Regulatory Change White Paper

 
 
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