Advisory Consulting Services | Wolters Kluwer Financial Services
    • 2016_Astory_BusinessTeamattheOffice
      Cultivating Soft Skills: Your Compliance Program’s Cherry Topping
    • HMDA New Rules
      What’s Next for Your HMDA Implementation Plan?
    • MoreHMDAOfficeMeeting_Branded
      Getting Ready for More HMDA
    • PeopleMeetingInConferenceRoom
      Facing a CFPB Exam?
    • ProfessionalsAtWorkDesks
      Manage operational compliance to reduce operational risk

What we offer

  • Wolters Kluwer advisory consulting services offer access to the expertise necessary to compete and thrive in today's challenging environment. Our consultants combine innovative thinking with our unrivaled first-hand industry knowledge to offer our clients a wide array of consulting services in the financial services industry.

    Today’s world of risk and compliance is characterized by increased volume and complexity of legal requirements at the local, regional and global level. Heightened expectations by regulators for controlling risk and ensuring compliance lead to higher visibility and greater scrutiny of the compliance and risk management functions for financial services organizations.

Explore Insights

Health Savings Accounts: Death of an Account Owner

(Published August 19, 2018) A Health Savings Account (HSA) owner may designate any person or nonindividual, including his/her estate, as the death beneficiary of his/her HSA. Unlike the rules that govern individual retirement accounts, which may allow a beneficiary multiple distribution options, HSA rules predetermine what happens to an HSA based on the beneficiary’s relationship to the account owner.

RiskMinds Asia 2018

(Live Event October 22-24, 2018) Join us at RiskMinds Asia conference this October in Singapore, where our expert will lead as moderator in the panel discussion on Basel update, and will share insights with other panelists about the final changes and guidance on the regulatory requirements in Basel, IFRS 9 and other regulations, and also on how to overcome the challenges in implementing the final changes of the framework.

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  • Latest-Insights-from-Internal-Audit-Industry-Leaders
     

    “As the focus of regulatory scrutiny becomes increasingly consumer-centric, our clients ask us to look at their banking practices, not only for compliance afforded to consumers under the law, but also against the standards of unfair, deceptive or abusive acts or practices.” Timothy Burniston, executive vice president, U.S. Advisory Services and Regulatory Relations

     
     
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    Prepare Now for HMDA Expansion with our HMDA Readiness Worksheet – examine the impact of the expanded regulation on your business, identify gaps and make enhancements to your compliance program.

     
     
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    CRA-plan
     

    Stephen Cross, Senior Director with Wolters Kluwer identifies a trend where federal banking regulators are increasingly requiring banks to prepare a CRA Plan as a condition of an approval. Know the End Game: Create A Forward-Looking CRA Plan

     
     
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